Regency Wealth Management is excited to announce it has just completed its 2023 investment advisory filing with the Securities & Exchange Commission (SEC). Regulatory assets under management (RAUM) under this filing period grew to a new high-water mark of $448 million, an increase of 7.7% from $416 Million as of the 2022 filing. This also represents an average 15.1% annualized firm growth rate from $86.4 Million when it first filed with the SEC in 2011. Regency would like to thank its clients, employees, and associates for helping make the firm a success through the years and looks forward to continuing the mission of helping individuals, families, and institutions achieve their financial goals.
Regency Wealth Management is a SEC Registered Investment Advisor managing over $500 million for families and small institutional investors. Regency was founded in 2004, is headquartered in New Jersey, and serves clients across the country.