Regency Wealth Management is pleased to announce that it has completed its 2026 investment advisory filing with the Securities & Exchange Commission (SEC).
As of February 28, 2026, our regulatory assets under management (RAUM) have reached a new high-water mark of $643 Million, reflecting an 19.5% increase from $538 Million as of the 2025 filing. Since our initial SEC filing in 2011, we have maintained an average annualized firm growth rate of 14.6%, a testament to our disciplined, long-term investment philosophy and strong client commitment.
At Regency Wealth Management, foster financial security through integrity, transparency, and a disciplined, long-term investment approach. Our credentialed, investment team is dedicated to helping clients economically and philanthropically, by providing independent, fiduciary-driven guidance tailored to their unique goals.
Regency Wealth Management is grateful for the trust of our clients, employees, and partners. As we move forward in 2026, our mission remains steadfast: to build meaningful relationships, inspire generosity, and guide individuals, families, and institutions toward long-term financial success.
Regency Wealth Management is a SEC Registered Investment Advisor managing over $500 million for families and small institutional investors. Regency was founded in 2004, is headquartered in New Jersey, and serves clients across the country.