Regency Wealth Management

Andy Aran quoted in Financial Advisor IQ – FAs Worry SEC’s New Derivative Restrictions Are Overkill

With last month’s deadline to comment on the SEC’s proposed limits on funds’ use of derivatives now passed, asset managers aren’t the only ones preparing in advance for a final ruling.

Wealth managers are also bracing for guidelines that would require funds to restrict their use of derivatives to an exposure-based limit of 150% of net assets. Alternatively, some funds might be allowed to follow a risk-based limit of 300% of total assets, reports FA-IQ’s sister publication, Ignites.

Click here to read the Financial Advisor IQ article

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